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Options Trading


Empire Asset Management offers access to a variety of options strategies for individual clients as well as institutional investors, hedge fund managers, banks, and retirement and pension fund managers.


A potentially cost-effective method of hedging against investment risk, options trading can help protect capital and generate income. Specific options strategies can allow you to speculate on an idea, with the potential to realize higher profits, lower a breakeven point, or hedge an investment position or portfolio against volatility, time value, or interest rate risk.*

Whether your outlook is bullish, bearish, or neutral, your Empire financial advisor can help you execute a variety of basic and advanced options strategies. We have access to screening and charting tools to help assess the potential volatility and performance of even the most sophisticated strategies and concepts.

Hand in hand with these high-tech tools goes high-touch service. At Empire, we guarantee the professionalism you expect—along with the attentive care you may not receive from a much bigger brokerage firm.

Options involve risk and are not suitable for all investors. There are risks inherent to options trading including, but not limited to; market risk, sector risk and individual stock risk, however, there may be additional risks attendant in the use of options for hedging and other strategies. It is vital that investors understand these products and fully before engaging in options trading. Prior to buying or selling an option, a person must receive a copy of Characteristics and Risks of Standardized Options. Copies of the ODD are available through the Firm at your request; on line at

or from;

The Options Clearing Corporation,
One North Wacker Drive, Suite 500,
Chicago, Illinois 60606.

To learn more about how our brokerage services may benefit you, please contact us.

* Upon request, the Firm will provide supporting documentation for any claims (including any claims made on behalf of options programs or the options expertise of sales persons), comparison, recommendations, statistics, or other technical data.


Plan, track, and execute securities transactions in markets around the world, using a broad array of equity and debt instruments.

Asset Management
Asset Management

Every investment plan is customized based on a thorough assessment of each client’s unique goals, needs and appetite for risk while remaining cognizant of the changing market environment.