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Memberships





Asset Management

Customized Solutions

Through our registered investment adviser affiliate, Empire Financial Management Company, we provide a full range of customized investment solutions leveraging the expertise of over 5,000 leading asset managers that control risk while maximizing potential for return.  Every investment plan is customized based on a thorough assessment of each client’s unique goals, needs and appetite for risk while remaining cognizant of the changing market environment.

Our financial advisors are highly skilled in weighting of various asset categories and diversification in formulating a balanced investment plan to meet your investment objectives.

Our full range of options include:

  • Separately Managed Accounts
  • Multi-Manager Accounts
  • Unified Managed Accounts
  • Mutual Fund Strategies
  • ETF Strategies
  • Alternative Investments

Indentifying Your Goals

Our investment process begins with an analysis of your needs and goals.  A profile is developed that highlights your investment objectives, tolerance for risk and investment time horizon and then used as the foundation for a long-range investment strategy.  One established, we will work together with you to define an investment plan tailored to your specific situation.

Developing Your Investment Strategy

Our financial advisors will assist you in weighting of various asset categories (i.e., stocks, bonds, cash) as well as diversification of holdings to reduce risk and increase the security of your portfolio based on your personalized risk profile.

Your Investment Plan

Through a careful evaluation and due diligence process that screens over 5,000 investment management firms our financial advisors are able to present our clients with some of the best investment managers who specialize in a broad range of asset classes.  The selection of appropriate managers for your customized investment plan allows us offer you a blended management and allocation strategy that best suits your needs.

Monitoring The Portfolio

Following your investment, your portfolio will be monitored on an ongoing basis to ensure that it remains on track to achieve the investment goals and objectives.  Additionally, our financial advisors stand ready to assist when market conditions or other factors may cause the allocations to deviate from the original plan.

Brokerage

Brokerage

Plan, track, and execute securities transactions in markets around the world, using a broad array of equity and debt instruments.

Asset Management

Asset Management

Every investment plan is customized based on a thorough assessment of each client’s unique goals, needs and appetite for risk while remaining cognizant of the changing market environment.

Investment Banking

Investment Banking

Reach a wider spectrum of investors through our experience in corporate financing, with particular strength in the medical and biotech industries.