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To find out if a relationship with Empire Asset Management is right for you, please contact us today.


Transactional Brokerage

At Empire Asset Management, you can benefit from the same high level of investment ideas and research available at the largest brokerage houses, combined with the personal attention of a smaller, more client-focused investment firm.

We provide every client with the one-on-one service of a personal Empire financial advisor who will suggest investment ideas, respond promptly to your needs, questions, and instructions, and report on how your account is doing. Your financial advisor can also assist you with services like these:


  • Access to the latest research and commentary on stocks, bonds, funds, and options
  • Opportunities in private equity or capital markets
  • Tax-advantaged investments
  • Retirement planning strategies

As an independent brokerage firm, we are not beholden to any fund family or investment bank. The ideas and suggestions we offer are product- and firm-agnostic, chosen with each client’s objectives and interests in mind.

But to us, good service is more than just professional investment-picking. As the past several years have shown, one of the key advantages of a full-service brokerage firm is having someone to guide you through market turbulence, helping you make good decisions and avoid bad ones. At Empire, we’re all about building relationships—not just portfolios.

To find out more about our brokerage services, please contact us.



Plan, track, and execute securities transactions in markets around the world, using a broad array of equity and debt instruments.

Asset Management
Asset Management

Every investment plan is customized based on a thorough assessment of each client’s unique goals, needs and appetite for risk while remaining cognizant of the changing market environment.