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To find out if a relationship with Empire Asset Management is right for you, please contact us today.


Capital Markets


Capital markets investing offers the potential for exceptional returns, along with unique risk issues. Due diligence is just part of the equation. Your brokerage partner must also have a thorough grasp of how the markets work, a strong network of dealer relationships across many trading disciplines, up-to-date market information, and an understanding of regulatory issues.

Through our network, Empire Asset Management can offer you access to capital markets investments selected for their potential and their fit with your needs.


These may include:

    • IPOs and secondary offerings
    • Convertible debt
    • Private equity placements
    • Corporate bonds and structured finance 
    • Public finance
    • Healthcare finance
    • Private debt placements

At Empire, we specialize in giving our clients the kind of personal attention that many big brokerage firms have forgotten. Your Empire financial advisor will take charge of assessing your objectives and delivering relevant capital markets opportunities for your consideration.

To learn more about our brokerage services, please contact us.


Plan, track, and execute securities transactions in markets around the world, using a broad array of equity and debt instruments.

Asset Management
Asset Management

Every investment plan is customized based on a thorough assessment of each client’s unique goals, needs and appetite for risk while remaining cognizant of the changing market environment.