Brokerage
Brokerage

Plan, track, and execute securities transactions in markets around the world, using a broad array of equity and debt instruments.

Asset Management
Asset Management

Every investment plan is customized based on a thorough assessment of each client’s unique goals, needs and appetite for risk while remaining cognizant of the changing market environment.

Company Profile

Empire Asset Management Company is a full-service broker/dealer located in the heart of New York’s financial district. We provide a wide range of investment banking, financial advisory and management services to our high net worth individual, corporate and institutional client base.

People

Led by an executive team comprised of Wall Street veterans, our accomplished financial professionals work closely with our clients to innovate and implement effective, goal-focused solutions.  

Background

Established as a FINRA member in 2007, Empire Asset Management initially focused on guiding influential investors to value-added private placements, IPOs, secondary and debt offerings. Emerging stronger from market events that brought down many brokerage firms, Empire today serves thousands of clients across the U.S. and abroad.   Our philosophy that clients come first has been a key part of our success, then and now.

Capabilities

Empire’s brokerage capabilities allow clients to plan, execute, and track securities transactions in markets around the world, using a broad array of equity and debt instruments.

As an asset manager, we help clients take advantage of private investment opportunities, with emphasis on risk management, global diversification, and customized portfolio modeling.

Companies and institutions can reach a wider spectrum of investors through our investment banking expertise, with particular strength in the medical and biotech industries.

Quick Contact

To find out if a relationship with Empire Asset Management is right for you, please contact us today.

Sending...